Luctatio civitatis: Augustus’ Res Gestae, Tiberius’ accession, and the struggle over Augustus’ legacy
p. 139-164
Résumés
In this paper I revisit the notorious debate in the Roman senate over Tiberius’ accession. The conventional view is that Tiberius began his reign with a refusal of power (recusatio imperii) and that the issue in the accession debate was whether or not Tiberius would rule. In this paper I use Augustus’ Res Gestae to argue that the issue in the debate was not whether Tiberius would rule, but about how : alone or with colleagues ?
Dans cet article, je reviens sur le débat demeuré fameux qui eut lieu au Sénat romain sur l’accession au pouvoir de Tibère. On pense traditionnellement que Tibère a commencé son règne par un refus du pouvoir (recusatio imperii) et que la question au cœur du débat sur son accession était de savoir si Tibère gouvernerait ou non. Dans cet article, j’utilise les Res Gestae d’Auguste pour démontrer que la question en litige n’était pas de savoir si Tibère gouvernerait, mais comment : seul ou avec des collègues ?
Entrées d’index
Mots-clés : Accession, Annales, Auguste, collégialité, sénat (romain), Tacitus, Tibère, Velleius Paterculus
Keywords : Accession, Annales, Augustus, collegiality, senate (Roman), Tacite, Tiberius, Velleius Paterculus
Note de l’auteur
Previous versions of this paper were delivered at the following Universities: Leeds, Sydney, Queensland, Radboud, and Victoria. I am grateful to organizers and audiences. Especially memorable was the seminar at Sydney organized by K. Welch on 17 Sept. 2014, precisely 2,000 years after the events discussed in this paper. I profited from discussions with C. Littlewood, B. Brown, E. Cowan, F. Muecke, J. Romney, and D. Douglas, who I know all share my abiding interest in the Res Gestae. Thanks finally to Ph. Le Doze for the invitation to contribute to this volume.
Dédicace
ad memoriam Miriam Griffin, quae multa exempla imitanda tradidit
Texte intégral
Introduction: mihi quŏque conlegae fuerunt
1In the logic of the Res Gestae, chapter 34 represents Augustus’ aristeia, his greatest achievement. Augustus tells a story about resigning power: “powerful over all things” ([po]tens re[ru]m om[n]ium) after extinguishing civil wars, he had transferred res publica “from his power” (ex mea potestate) to the discretion of the Roman senate and people, and after this time had “in no degree more power” ([potest]atis au[tem n]ihilo ampliu[s]) than colleagues in a magistracy.1 Augustus carefully situates his power with respect to the Roman senate, people, and magistrates.
2Augustus’ ostensible resignation of power has been seen as the founding gesture in what might be called the recusatio imperii model of the Principate, first articulated by Jean Béranger.2 According to this model, Tiberius began his reign by repeating Augustus’ refusal of power, and the senate begged Tiberius to accept power during the “accession debate”. The ceremonial refusal of power then became the accession ritual of Roman emperors. According the model, recusatio imperii expressed the fundamental ideology of the Principate, as Clifford Ando writes:
[Such language] provided the ideological backdrop for that most characteristic gesture of the would-be princeps: the refusal of power. As J. Béranger astutely pointed out, the theatrical refusal elicited from the people an expression of their consensus – a stylized expression of libertas – and thus forced them to actively consent to his rule.3
3Now A.J. Woodman’s resolution of a notorious crux at RGDA, 34, 3 causes us to look again at ch. 34, to discern connections between the Res Gestae and the accession debate, and to take a radically different perspective on the accession debate itself. Woodman has shown, on grounds of Latinity, that we must read quŏque (adverb: “too”) rather than quōque (adjective: “each”) at RGDA, 34, 3:4
post id tem[pus a]uctoritate [omnibus praestiti, potest]atis au[tem n]ihilo ampliu[s habu]i quam cet[eri, qui m]ihi quŏque in ma[gis]tra[t]u conlegae f[uerunt].
4Woodman translates:
After that time I excelled everyone in influence but I did not have a degree more power than the others whom I too had as magisterial colleagues.
5Woodman’s reading of quŏque instead of quōque does two things. First, the reading shifts Augustus’ emphasis from negative to positive – from having no more power to having colleagues. Second, the reading quŏque introduces a stridently defensive tone, which Woodman conveys in a paraphrase: “he did not have a jot more power than his colleagues in the magistracy, and (let me remind you, as it were) he too actually had colleagues, in this respect also being no different from anyone else”.
6What are we to make of this? Why does Augustus emphasize having colleagues? How do we account for Augustus’ argumentative tone? The answer comes when we connect the Res Gestae to the accession debate. The Res Gestae was recited, along with Augustus’ will and other final papers, during the first meeting of senate after Augustus’ death (4 September AD 14). At the second meeting the accession debate occurred (17 September). Now when we read Tacitus’ paraphrase of Tiberius’ words at the beginning of the debate we notice something new: not just a refusal of power, but also a demand for colleagues:
Versae inde ad Tiberium preces. et ille varie diserebat de magnitudine imperii sua modestia. Solam divi Augusti mentem tantae molis capacem: se in partem curarum ab illo vocatum experiendo didicisse quam arduum, quam subiectum fortunae regendi cuncta onus. Proinde in civitate tot inlustribus viris subnixa non ad unum omnia deferrent: plures facilius munia rei publicae sociatis laboribus exsecuturos.5
7Augustus’ emphasis on having colleagues anticipates Tiberius’ demand for colleagues of his own.
8In this paper I argue that the pattern of RGDA, 34, 3 on Woodman’s reading holds for the Res Gestae as a whole. Augustus goes to unrecognized lengths to defend his exercise of power as collegial, and adopts an argumentative tone that suggests that he anticipated opposition. I also make the methodological point that the Res Gestae itself should be considered a concrete part of the senatorial debates following Augustus’ death, and in that way directly connected to the accession debate. Turning to the accession debate, I argue that it does in fact continue the implicit debate of the Res Gestae. Against Woodman’s own influential interpretation of Tacitus’ account of the accession debate,6 I argue that Tiberius’ demand for colleagues should be taken at face value, and that the issue in the debate was not whether Tiberius would rule, but how: alone or with colleagues. Finally, I examine Velleius Paterculus’ eyewitness account of the accession debate. I argue that Velleius’ account is compatible with my interpretation of the debate – but incompatible with the idea that Augustus founded a new regime called the Principate and that Tiberius’ refusal of principatus was the first iteration of an accession ritual. Velleius saw Tiberius’ debate with loyalist senators as a luctatio civitatis and a continuation of struggles over leadership during the Republic.
Res Gestae: conlegam et ipse ultro depoposci
9Another look at the Res Gestae confirms and extends Woodman’s reading. Collegiality emerges as a central feature of Augustus’ self-presentation, and Augustus shows the same defensiveness around the subject. The importance of collegiality was already recognized by Edwin Judge, who also saw the defensiveness where no one else did. It is possible to go a bit further.
10Since Béranger, we have highlighted the motif of refusal of power in the Res Gestae: Augustus transferring res publica from his power;7 rejecting the dictatorship, annual and perpetual consulship, and post of curator of laws and morals when offered by senate and people;8 and resisting being made pontifex maximus while Lepidus was still alive.9 We have tied these refusals of power to Augustus’ declining honours and other poses of modesty. We call these recusationes, though Augustus uses the verb recusare only in connection with pontifex maximus.
11We are right to link Augustus’ rejection of autocratic offices at RGDA, 5-6 with his resigning autocratic power at RGDA, 34, and to see refusal of power as a conscious theme in the Res Gestae. Augustus makes the link himself in his rationale for rejecting offices at RGDA, 6, 1, which is an inverse equivalent to his claim about resigning power at RGDA, 34, 3. But the link between the twinned programmatic passages is not refusal of power; it is collegiality and equipotency (summa potestate/potestatis nihilo amplius, solus/conlegae, magistratus/magistratus)10.
12Now, thanks to Woodman’s reading, we can see a further link between RGDA, 5-6 and RGDA, 34. For as at RGDA, 34, Augustus concludes his catalogue of refusals at RGDA, 5-6 with a positive claim. Though Augustus refused the autocratic offices offered and people, he accomplished the senate’s will with the tribunician power – which was collegial:
quae] [tum per me geri senatus] v[o]luit per trib[un]ici[a]m p[otestatem perfeci, cuius] [potes]tatis conlegam et [ips]e ultro [quinquiens a sena]tu [de]poposci et accepi.11
13As at RGDA, 34 (on Woodman’s reading quŏque), Augustus’ final emphasis here is on having colleagues. As at RGDA, 34, Augustus’ tone is notably defensive. Augustus might have said simply, cuius potestatis conlegam quinquiens a senatu accepi. Instead, as Judge saw, Augustus “build[s] in no fewer than five distinct verbal elements all of which are strictly superfluous to the plain statement of fact […] the law of the gratuitous extra applies: what matters most is what has been introduced above the bare minimum.”12 Thus: et opens an emphatic parenthesis; ipse underlines Augustus’ agency; ultro underlines his independent initiative; depoposci et attests to his deference to the senate.13 Judge continues: “The message comes through loud and clear, summing up his handling of the difficult material embraced by 5 and 6: ‘I was doing my best to avoid the creation of extraordinary powers which went beyond the principle of collegiality upon which the magistracies rest’”. Augustus is at the greatest pains to defend his exercise of power as collegial. In the logic of the Res Gestae the negative motif of recusatio functions as a foil for the positive motif of collegiality.
14There is more. First, throughout the Res Gestae Augustus takes every opportunity to mention his colleagues and to use the words collega/conlega and collegium/conlegium.14 He records that Agrippa was his conlega for the census of 29-28 BC and Tiberius was his conlega for the census of AD 13-14;15 that he defied popular will and refused to replace his still-living conlega (Lepidus) as pontifex maximus;16 and that Agrippa was his collega when he produced the Ludi Saeculares in 17 BC. Here Augustus uses the words collegium and collega three times in the space of five words:
[pr]o conlegio XVvirorum magi[s]ter [con]legii collega M(arco) Agrippa lu[dos s]aec(u)lares C(aio) Furnio C(aio) Silano co(n)s(ulibus) [feci].17
15Second, in a way that has not been sufficiently recognized, Augustus portrays his whole public career as collegial, except for temporary emergencies.18 Augustus acknowledges four instances when he assumed emergency powers in order to save the republic: in 44 BC, when he raised a private army and liberated the res publica;19 in 32 BC, during the gap between the expiration of his triumviral powers at the end of 33 BC and his third consulship in 31 BC, when he answered the demand of tota Italia and served as dux – for an express purpose, which he accomplished (be[lli] quo vici ad Actium);20 in 30-29 BC, when he was powerful over all things after extinguishing civil wars;21 and in 23 BC, when he did not refuse the curatio annonae and at his own expense freed the whole community from famine in a few days.22
16But Augustus claims that throughout his career his formal exercise of power had always been collegial. Thus, in his first public commission, the senate ordered him to defend the res publica “in company with the consuls” (simul cum consulibus).23 When both consuls fell, the people elected him first consul, then triumvir – a collegial office, with an express purpose, which Augustus implies that he held for a limited term ([tri]umv[i]rum rei pu[blicae c]on[s]ti[tuendae fui per continuos an]nos [decem])24. Afterward, as we have seen, Augustus was consul again and holder of the tribunician power.25 In this way Augustus stresses collegiality in every aspect of his public career: offices (consul, triumvir), formal powers (censorial power, tribunician power), priesthoods (pontifex maximus, XVvir).
17In sum, Augustus’ portrayal of his exercise of power has three parts. Augustus acknowledges exercising private power for the sake of the res publica; but he stresses that he rejected formal, ongoing autocratic offices; and he claims that his formal exercise of power was always collegial. The link between the Res Gestae and the accession debate is not recusatio; it is collegiality.
Meetings of the senate: studio certatim progressus est
18One reason to connect the Res Gestae and the accession debate is that all of Augustus’ other final papers figured in debates where senators and Tiberius clashed. Too often the Res Gestae has been studied in isolation from the accession debate, and the accession debate in isolation from the other senatorial debates. Our sources record four debates during the senatorial meetings on 4 and 17 September, all having a similar genesis and form:
19. Augustus’ instructions for his funeral and the debate about his honours: senators competed to augment Augustus’ funeral honours; Tiberius vetoed proposals “with arrogant restraint”.26
20. Breviarium totius imperii and accession debate: Tiberius ordered a recital of Augustus’ summary of the empire’s resources in order to show that the empire was too great to be governed by a single man; senators instead insisted that the empire required a single head.27
21. Augustus’ will and honours for Livia: Augustus named Livia his heir on condition she take his name, apparently the same procedure of “testamentary adoption” that had allowed him to call himself Divi filius.28 Senators debated whether to call the new Iulia Augusta parens or mater patriae; . Tiberius advised restraint in honouring women and again vetoed proposed honours.29
22. Ordinatio comitiorum and praetorian elections: Augustus commended twelve candidates for praetorships; senators pressed Tiberius to add more names; Tiberius swore an oath never to do so.30
23Three points should be stressed. First, each debate concerned Augustus’ legacy – and Tiberius’ future. Repeatedly Tiberius was implicated in the debates, as when Valerius Messalla interrupted the debate over Augustus’ funeral honours to propose annual renewal of the oath to Tiberius, or when, during the debate over Livia’s honours, a majority of senators proposed calling Tiberius Iuliae filius. Second, the debates were interconnected. Thus the two senators whom Tacitus singles out by name for the extravagance of their proposals during the funeral honours debate, L. Arruntius and Asinius Gallus, would reappear as Tiberius’ first two interlocutors in the accession debate.31 Third, the Res Gestae itself was part of senatorial debates. Not only was the text read aloud and acted on (by being inscribed and displayed, per Augustus’ wishes, at his Mausoleum), but the inscriptions of the Res Gestae preserve part of the senate’s response, in the third-person Heading and Appendix framing Augustus’ first-person text. The Heading registers Augustus’ deification, while the Appendix summarizes Augustus’ benefactions and adds the item that Augustus “made up the census requirements of individual friends and senators.”32 All this provides a basis for linking the Res Gestae to the accession debate.33
Accession debate: quaecumque pars sibi mandaretur
24My argument is that the implicit debate of the Res Gestae anticipated the accession debate. Tiberius demanded colleagues, but senators said that the empire required a single princeps and refused to apportion responsibilities.
25The accession debate has been seen as a response to Tiberius’ refusal of power. It is true, when we look at our two contemporary sources for Tiberius’ accession, that Ovid speaks only of Tiberius’ refusal, then acceptance, of the “reins of power”,34 while Velleius Paterculus, who was present at the debate, says that Tiberius preferred to act as aequalis civis rather than preeminent princeps and refused principatus almost longer than others had fought for it.35 Neither Ovid nor Velleius says anything about colleagues. But our three retrospective sources, Tacitus, Suetonius, and Cassius Dio, all say that Tiberius also advanced a positive proposal and asked the senate to divide responsibilities and appoint colleagues. Tacitus’ paraphrase of Tiberius’ initial speech is quoted above. Tacitus continues:
Inter quae senatu ad infimas obtestationes procumbente, dixit forte Tiberius se ut non toti rei publicae parem, ita quaecumque pars sibi mandaretur eius tutelam suscepturum.36
26Suetonius also records that Tiberius asked the senate to assign collegial responsibilities:
[…] partes sibi quas senatui liberet, tuendas in re p. depoposcit, quando universae sufficere solus nemo posset nisi cum altero vel etiam cum pluribus.37
27As does Cassius Dio:
ἔπειτα δὲ κοινωνούς τέ τινας καὶ συνάρχοντας, οὔτι γε καὶ πάντων καθάπαξ ὥσπερ ἐν ὀλιγαρχίᾳ, ἀλλ ἐς τρία μέρη νέμων αὐτήν, ᾔτει, καὶ τὸ μὲν αὐτὸς ἔχειν ἠξίου, τῶν δὲ ἑτέρων ἄλλοις παρεχώρει.38
28How do we reconcile these? In the following I frame my argument around Woodman’s reading of Tacitus’ account of the accession debate, for two reasons.39 First, because it represents the closest reading of the principal account of the accession debate. Second, because Woodman has the merit of confronting the question of colleagues directly. Woodman argues that Tiberius’ demand for colleagues itself amounted to a refusal of power, and that the accession debate was about whether or not Tiberius would rule. The position I am arguing for is most directly anticipated by Miriam Griffin, who wrote in 1974: “The issue that emerges from Tacitus’ report of the debate is that of sole v. shared power (the situation that obtained from AD 13) and, from Suetonius’ account, that of duration.”40 I differ from Griffin in using the evidence of the Res Gestae and in answering Woodman’s counter-arguments.41
29Woodman argues that Tiberius’ initial call for collegial rule was ambiguous, because he did not explicitly say that he would play a part; that he had not done so is demonstrated when Tiberius introduces a new idea and says he will play a part and Asinius Gallus asks him what part he wishes to play; Tiberius then returns to his initial position of retirement, and the debate comes to an ambiguous end:
301) At Ann., 1, 11, 1, because Tiberius does not explicitly include himself when he proposes sharing labours, “his words are nevertheless not inconsistent with a much more drastic proposal: that he wished to withdraw entirely from public affairs and to let the senators get on with the job themselves”.42
312) At Ann., 1, 12, 1, the words dixit forte indicate that Tiberius is introducing a new idea and “state[s] plainly that he is prepared to play some part”.43
323) At Ann., 1, 12, 2, the senator “Asinius Gallus asks him what part he is willing to play”.44
334) And at Ann., 1, 12, 2, Tiberius withdraws his offer and reverts to his initial preference for retirement.45
345) After this, nothing more is said about Tiberius’ offer to play a role, and debate peters out. At Ann., 1, 12, 3-13, 1, a second intervention by Asinius Gallus and one by L. Arruntius “seem to have caused [Tiberius] to withdraw his offer, of which nothing more is heard”; at Ann., 1, 13, 4, subsequent interventions “appear to be based on the premise of complete withdrawal”; and at Ann., 1, 13, 5, “this seems not to be contradicted by the sentence with which Tacitus brings the debate to its ambiguous conclusion”.46
35So for Woodman Tiberius’ call for collegial rule, despite initial ambiguity, amounted to a recusatio imperii.47
36Against Woodman, I argue that Tiberius’ demand for colleagues should be taken at face value. The immediate issue in the exchange with Asinius Gallus was whether the senate would take the initiative and assign collegial responsibilities; the underlying question was not whether Tiberius would exercise power, but whether Tiberius would do so alone or with colleagues.
371) Tiberius’ participation could be taken for granted. At the time of the debate Tiberius possessed supreme military and civil powers (collega imperii, consors tribuniciae potestatis),48 had exercised both, and never moved to resign either. Instead during the debate the senator Mamercus Scaurus refers to Tiberius’ potentially exercising his tribunician power.49
382) At Ann., 1, 12, 1, Tiberius’ new idea (dixit forte) is not that he might play a part, but that his part would be mandated to him by the senate (quaecumque pars sibi mandarateur eius tutelam suscepturum).
393) At Ann., 1, 12, 2, Asinius Gallus’ question is not what part Tiberius wants to play, but what part he wants to have mandated to him (quam partem rei publicae mandari tibi velis).
404) At Ann., 1, 12, 2, when Tiberius floats the idea of not participating, he does not refuse (recusare) power; he talks about “being excused”, presumably by the senate (excusari mallet).
415) At Ann., 1, 12, 3, when Asinius Gallus explains himself, he ignores Tiberius’ remark about being excused, and talks only about the indivisibility of the res publica and the need for one-man rule:
rursum Gallus (etenim vultu offensionem coniectaverat) non idcirco interrogatum ait, ut divideret quae separari nequirent sed ut sua confessione argueretur unum esse rei publicae corpus atque unius animo regendum.50
42For, surely, that is what the accession debate was about: sole v. shared power. In Cassius Dio’s account of the exchange between Tiberius and Asinius Gallus, the question is again the divisibility of empire and Gallus again flips Tiberius’ question and reverses the initiative:
ὡς οὖν πολὺς ἐνέκειτο, οἱ μὲν ἄλλοι καὶ ὣς ἀντέλεγον δῆθεν καὶ ἐδέοντο αὐτοῦ ἄρχειν πάντων, Ἀσίνιος δὲ δὴ Γάλλος παρρησίᾳ ἀεί ποτε πατρῴᾳ καὶ ὑπὲρ τὸ συμφέρον αὐτῷ χρώμενος “ἑλοῦ” ἔφη “ἣν ἂν ἐθελήσῃς μοῖραν.” καὶ Τιβέριος “καὶ πῶς οἷόν τέ ἐστιν” εἶπεν “τὸν αὐτὸν καὶ νέμειν τι καὶ αἱρεῖσθαι;” συνεὶς οὖν ὁ Γάλλος ἐν ᾧ κακοῦ ἐγεγόνει, τῷ μὲν λόγῳ ἐθεράπευσεν αὐτόν, ὑπολαβὼν ὅτι “οὐχ ὡς καὶ τὸ τρίτον ἕξοντός σου, ἀλλ ὡς ἀδύνατον ὂν τὴν ἀρχὴν διαιρεθῆναι, τοῦτό σοι προέτεινα.”51
43The issue in the accession debate was not Tiberius’ refusal of power, but the senate’s refusal to grant Tiberius colleagues.
Accession debate: ut stationi paternae succederet
44My first point is that the debate is not over whether Tiberius will rule or not, but whether he will do so alone or with partners, autocratically or collegially. The second point I want to bring out is that the debate turns on contrasting interpretations of Augustus’ legacy. To fully appreciate what was going on, we need to examine the procedure of the accession debate. For as Syme said, it was “not so much a debate as a ceremony”.52
45First, the consuls’ motion. All Tacitus tells us is that the consuls’ motion consisted of “prayers” (preces), though he tells us twice.53 For a long time scholars speculated about what constitutional power or charge the consuls might have been offering (imperium, a provincia), on the assumption that Tiberius then tried to reject it.54 But since the publication of the Senatus consultum de Cn. Pisone patre, the consensus has been that the content of the consuls’ motion is reflected in the account of the eyewitness Velleius. Velleius said that the Roman senate and people urged “that Tiberius succeed to his father’s position” (ut stationi paternae succederet).55 Six years later, in the SC de Pisone, the senate would use the same phrase statio paterna when telling Tiberius that, with Germanicus dead, he should direct his care toward the younger Drusus:
ut omnem curam, quam | in duos quondam filios suos partitus erat, ad eum, quem haberet, conuerteret,| sperareq(ue) senatum eum qu{p}i [su]persit tanto maiori curae dis immortalibus | fore, quanto magis intellegerent omnem spem futuram paternae pro | r(e) p(ublica) stationis in uno repos[i]ta<m>.56
46The SC de Pisone confirms the content of the consuls’ motion, but there is more to be said about its form. For, under Augustus, prayers and other speech-forms invoking the gods (thanks, vows, oaths) had become a vehicle, used by both the emperor and senators, for expressing wishes for the future, and especially the imperial succession. Among several Augustan and Tiberian examples we may cite Augustus’ prayer that he be remembered as auctor of the optimus status;57 Augustus’ prayer for the res publica as Gaius and Lucius became men and succeeded to Augustus’ statio;58 and the vow with which Velleius closes his history, that Tiberius long occupy his statio and have successors.59
47Such prayers served various functions. Prayers of course solemnized the speakers’ words and gave them divine sanction. Prayers also asserted consensus and equated the peace and prosperity of the res publica with that of the emperor and his successors. But discursively the most important feature of prayers was that they could not be contradicted, for two reasons: a) because prayers were addressed to gods, not human interlocutors; b) because prayers neither offered something that could be rejected nor advanced a proposition that could be invalidated. You can’t argue with a prayer. Thus during the same session of the senate as the accession debate we find two instances in which oaths effectively closed down debate, when a senator swore that he had witnessed Augustus ascend to heaven from his pyre,60 and when Tiberius swore an oath that he would never commend more than the twelve candidates for the praetorship.61
48How then was one expected to respond to a prayer such as the consuls’ motion? Probably with another prayer. At least that was how Augustus had responded in 2 BC when Valerius Messalla senior saluted him as pater patriae:
Is mandantibus cunctis: “Quod bonum,” inquit, “faustumque sit tibi domuique tuae, Caesar Auguste! Sic enim nos perpetuam felicitatem rei p. et laeta huic <imperio> precari existimamus: senatus te consentiens cum populo R. consalutat patriae patrem”. Cui lacrimans respondit Augustus his verbis – ipsa enim, sicut Messalae, posui –: “Compos factus votorum meorum, p. c., quid habeo aliud deos immortales precari, quam ut hunc consensum vestrum ad ultimum finem vitae mihi perferre liceat?”62
49But Tiberius did not respond to the consuls’ motion with a prayer. Instead Tiberius responded with his own definition of statio paterna, first characterizing Augustus’ rôle, then announcing his intention to follow Augustus.63 Tiberius characterizes Augustus’ rôle precisely as Augustus had done in the Res Gestae: capable of sole rule, but had summoned Tiberius as his partner. Now Tiberius intends to follow Augustus: in possession of sole power after Augustus’ death, Tiberius expects senators to grant him colleagues.64
50For our retrospective sources, Tiberius’ possession and exercise of these powers was the core of his hypocrisy. Tiberius had given the watchword to the guard ut imperator and addressed the legions tamquam adepto principatu (“as thought the principate were acquired”)65. He had exercised tribunician power when he summoned the senate to its first meeting.66 Yet Tiberius’ implicit idea now seems perfectly legitimate, in light of our reading of the Res Gestae. Tiberius’ exercise of sole power was temporary. Once the senate met, he could expect to receive colleagues. Tiberius was following Augustus’ example by demanding colleagues from the senate.67 But senators insisted that Tiberius rule alone. From Tiberius’ perspective, it was the senate, not he, that refused to act.
51The consuls offered prayers; Tiberius asked for colleagues: what happened next? There is a second reason that we should think of the accession debate as a ceremony rather than a substantive debate. This has to do with the form of the ensuing exchange between Tiberius and senators. For the exchange was not a formal debate, but a series of interrogations. In a senatorial debate, the presiding magistrate asked a question and senators offered their opinions (sententiae) in order. During the exchange at the meeting on 17 September, only Tiberius offers a sententia, senators intervene outside order of seniority to ask questions or make brief statements,68 and Tiberius repeatedly takes the floor to answer senators’ questions. The same interrogatio procedure had been seen at the previous meeting, when Valerius Messalla proposed annual renewal of Tiberius’ oath. Tiberius immediately intervened to ask a question: whether he (Tiberius) had mandated Messalla to make the proposal (interrogatusque a Tiberio num se mandante eam sententiam prompsisset).69
52This has two consequences. First, it strongly suggests that Tacitus’ account of the “accession debate” is essentially complete. On the assumption that Tacitus narrates a typical senatorial debate, it has often been said that Tacitus provides only an abbreviated account of what must have been a protracted proceeding, perhaps lasting days. The opposite is true, and a closer examination of Tacitus’ account reveals a quick succession of overlapping interventions.70 We do not know how long senators’ collective protests and the reading of Augustus’ libellus may have lasted. But we do not need to posit additional interventions, or longer ones, because senators’ interventions were questions, not speeches. Second, the procedure explains why Tacitus does not register a decision at the end of the debate. The form allowed senators to probe and challenge Tiberius’ interpretation of Augustus’ legacy, and to try to make Tiberius say what they wanted to hear, while they ignored his request for colleagues. On this reading Tacitus’ concluding sentence simply summarizes the preceding narrative, without indicating further activity.71
Tiberius’ colleagues: adipisci principem locum
53The accession debate was an awkward ceremony in which Tiberius and senators differed about the nature of Augustus’ legacy, and in which Tiberius tried and failed to get senators to take substantive action and appoint colleagues. Who might Tiberius’ colleagues have been? We can only speculate, but Tiberius’ potential colleagues might have been the very senators who spoke against collegiality and in favour of one-man rule. This is suggested by Tacitus’ report of Augustus’ rumoured final conversations:
quippe Augustus supremis sermonibus cum tractaret quinam adipisci principem locum suffecturi abnuerent aut inpares vellent vel idem possent cuperentque, M. Lepidum dixerat capacem sed aspernantem, Gallum Asinium avidum et minorem, L. Arruntium non indignum et si casus daretur ausurum. De prioribus consentitur, pro Arruntio quidam Cn. Pisonem tradidere; omnesque praeter Lepidum variis mox criminibus struente Tiberio circumventi sunt.72
54Conventionally the subjects of Augustus’ supremi sermones have been understood as Tiberius’ potential rivals: men capable of attaining princeps locus, which is translated as “the position of princeps” or “the Principate”. But we may equally translate princeps locus with an indefinite article and understand the senators as potential colleagues rather than rivals: capable of “a leading position” alongside Tiberius. Certainly a report of conflicting rumours of private conversations cannot have the same evidentiary status as Tacitus’ paraphrases of speeches in the senate. But we can use the item to follow the logic of Tacitus’ narrative. Asinius Gallus and L. Arruntius appear three times in the space of six chapters: first as proponents of extravagant funeral honours for Augustus; second as Tiberius’ opponents during the accession debate; and third (if I am right about princeps locus) as Tiberius’ potential colleagues.
55Extending the speculation, we might imagine that these senators were exactly the sort of loyalists and monarchists that Augustus had in mind when he defended his rule as collegial in the Res Gestae, or that Tacitus says Tiberius had in mind and the time of the first meeting of the senate, when he was “examining the will of the nobles”.73
56If we can only speculate about what might have happened, we know what did happen. Tiberius petitioned for imperium for Germanicus,74 thereby taking Germanicus as colleague, as he would later take the younger Drusus and Seianus as colleagues.75 What is notable is that, in the words that Tacitus attributes to Tiberius, Tiberius explicitly cites himself as precedent when he petitions the senate for tribunician power for Drusus in AD 22.76 Tiberius calls Drusus laboris particeps and Seianus socius laborum.77 In Tacitus’ account, the Germanicus, Drusus, and Seianus fulfil the role for colleagues that Tiberius had presented during the accession debate.
Conclusion: luctatio civitatis fuit
57I have argued that the senatorial debate over Tiberius’ accession continued the implicit debate of the Augustus’ Res Gestae, and that the issue was not whether Tiberius would rule, but how: alone or with colleagues. To sketch some implications of this argument, it will be helpful to return to Velleius Paterculus, who was an eyewitness to the accession debate. First, though, we must establish that Velleius’ testimony is compatible with my reading of the accession debate. For as we saw Velleius says only that Tiberius preferred to act as aequalis civis rather than eminens princeps and refused principatus almost longer than others had fought for it, while saying nothing explicit about colleagues:
Una tamen veluti luctatio civitatis fuit, pugnantis cum Caesare senatus populique Romani, ut stationi paternae succederet, illius, ut potius aequalem civem quam eminentem liceret agere principem. Tandem magis ratione quam honore victus est, cum quidquid tuendum non suscepisset, periturum videret, solique huic contigit paene diutius recusare principatum, quam, ut occuparent eum, alii armis pugnaverant.78
58First, aequalis civis does not imply retirement, and might mean sharing power equally. Civis means “fellow citizen”, not “private citizen” (which would be privatus). In Velleius’ usage Tiberius could be both civis and eminens, as Velleius says he was after receiving tribunician power in 6 BC, when he was civium post unum […] eminentissimus.79 But in AD 14 Tiberius refused to be single unequal citizen, eminens princeps. He refused principatus. Second, quidquid tuendum non suscepisset must refer to a share of divided responsibility; the choice facing Tiberius was whether to undertake the protection of all or some, not all or none. Velleius’ account is all the more valuable because Velleius speaks as a Tiberian loyalist, who himself held the view that succeeding to statio paterna did mean acting as eminens princeps. In this way Velleius’ perspective matches that of Asinius Gallus and the other senior senators who spoke during the accession debate.
59Velleius’ account is however incompatible with two key tenets of the recusatio model. The first is that, at the senate meeting on 17 September, Tiberius performed a recusatio imperii. In Velleius, Tiberius’ recusatio was not a refusal of power, but his refusal to discuss his position until final honours had been paid to Augustus, especially at the first meeting of the senate on 4 September. Velleius says that Tiberius “refused principatus almost longer than others sought it with arms”: recusatio refers to the nearly month-long period going back to Augustus’ death on 19 August. Similarly, Ovid says that Tiberius’ refusal was repeated, while our other sources talk about a prolonged delay.80
60None of this can be squared with the idea that Tiberius’ refusal was a matter of a single debate in the senate. But it can be squared with Augustus’ single use of recusare in the Res Gestae: refusing pontifex maximus until it was proper to accept the priesthood.81 As Augustus delayed becoming pontifex maximus until his colleague Lepidus had died, so Tiberius delayed acknowledging principatus until Augustus had been interred and deified. In his reading of Tacitus’ account of the accession debate, Woodman seeks to distinguish Tiberius’ cunctatio from his recusatio: his refusal to discuss his position at the first meeting of the senate and consequent delay, from his refusal of power at the second meeting.82 I argue that the sum total of Tiberius’ recusatio was his cunctatio.
61The second tenet of the recusatio model that is incompatible with Velleius’ account is the idea that principatus designated a new regime created by Augustus, and that recusare principatum means “rejected the Principate”. In Velleius’ usage, principatus means small-l “leadership”, not capital-p “Principate”.83 Velleius places Augustus and Tiberius in a succession of leaders going back into the past, when men like Sulla or Caesar fought for principatus with arms. In fact Velleius says specifically that Caesar had won principatus by arms,84 and muses about what might have happened had Antony, Brutus, or Cassius become princeps rather than Caesar.85
62From Velleius’ perspective, Tiberius’ accession and the senatorial debate were neither a re-enactment of Augustus’ resigning powers after defeating M. Antonius, nor the beginning of an accession ritual. Velleius saw Tiberius’ accession as the continuation of struggles over principatus during the period that we call the Republic. This is consistent with Velleius’ overall view of Augustus and Tiberius as saviours rather than destroyers of the res publica. Note Velleius’ vocabulary: luctatio, pugnantis, pugnaverant. With Velleius, we might say that there was a luctatio civitatis, a struggle of the community.86 After Augustus’ death senators and Tiberius agreed that the res publica required principatus but disagreed about what form it should take, autocratic or collegial. They disagreed about what Augustus’ principatus had been and what Tiberius’ principatus would be.
Bibliographie
Des DOI sont automatiquement ajoutés aux références bibliographiques par Bilbo, l’outil d’annotation bibliographique d’OpenEdition. Ces références bibliographiques peuvent être téléchargées dans les formats APA, Chicago et MLA.
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Notes de bas de page
1 RGDA, 34, 1: In consulatu sexto et septimo postqua[m b]el[la civil]ia exstinxeram per consensum universorum [po]tens re[ru]m om[n]ium rem publicam ex mea potestate in senatus [populi]que R[om]ani [a]rbitrium transtuli. On [po]tens in place of Mommsen’s [potitus] see Scheid 2007 and Cooley 2009 ad loc.
2 Béranger 1948 and 1953, p. 137-169: “Le refus de pouvoir”. The idea of refusal as a ritual of power goes back to van Gennep 1908, discussing a recent papal election (p. 9: “le refus est un rite de socialisation de la responsabilité”). In English the standard English discussion is Wallace-Hadrill 1982 (p. 36: “The Principate was established by an act of denial (recusatio), ritually perpetuated from reign to reign. It is this pose of denial that itself constitutes the dominant feature of imperial ceremonial”). Huttner 2004 provides Republican precedents. On Tiberius establishing recusatio imperii as accession ritual see Hillard 2011. See now Freudenburg 2014, linking political recusatio with poetic recusatio (p. 110-111: “a ‘structuring structure’ culturally ingrained in the political theatrics of Augustus himself”).
3 Ando 2000, p. 145.
4 For the standard reading, see Adcock 1952 (arguing that quōque is preferable to quŏque, that it means “in each specific” rather than “in any”, and that it refers to each annual tenure of the consulship, which Augustus held continuously down to 23 BC, then briefly in 5 and 2 BC). Woodman 2013 shows that the standard reading is impossible, because the adjective quisque should directly precede or follow its noun: “there is no certain example in extant Latin in which an ablative form of quisque precedes in + an ablative noun”. So the correct reading at RGDA, 34, 3 must be the emphatic adverb quŏque, qualifying mihi; cf. Rowe 2013, n. 58. Adcock 1952, p. 10, quotes a letter from M.N. Tod anticipating Woodman’s doubts: “Yet I have a lingering doubt, based on the order of the words. Would not Augustus have written in quoque magistratu or possibly in magistratu quoque?” Note that μοι is emphatic in the Greek translation as well: ἀξιώμ[α]τι πάντων διήνεγκα, ἐξουσίας δὲ οὐδέν τι πλεῖον ἔσχον τῶν συναρξάντων μοι.
5 Tac., Ann., 1, 11, 1 (trans. Woodman 2004): “Prayers were then redirected toward Tiberius; and he for his part began to talk variously about the magnitude of command and his own limitations: only Divine Augustus had been mentally capable of such a great undertaking on his own; having himself been summoned by Augustus for partnership in his cares, he had learned by experience how steep, how exposed to fortune, was the burden of ruling everything. Accordingly, in a community supported by such numbers of illustrious men, it should not be the case that they tendered all things to a single individual: several would more easily carry out the responsibilities of state by sharing the labors”.
6 Woodman 1998.
7 RGDA, 34, 1.
8 RGDA, 5, 1: [dic]tat[ura]m […] delatam […] non rec[epi]; 5, 3: consul[atum] […] dela[tum non recepi]; 6, 1: [nullum magistratum … delatum recepi]; 23-11 BC.
9 RGDA, 10, 2: [sace]rdotium […] r[ecusavi]; 36 BC.
10 RGDA, 6, 1 (where the Latin text has been reconstructed from the Greek translation): [consulibus M(arco) V]in[icio et Q(uinto) Lucretio] et postea P(ublio) Lentulo et Cn(aeo) L[entulo et] [terti]um [Paullo Fabio Maximo et Q(uinto) Tuberone senatu populo]qu[e Romano] [consentientibus] ut cu[rator legum et morum summa potestate solus cre][arer nullum magistratum contra morem maiorum delatum recepi]. (“[In 19, 18, and 11 BC] the senate and people of Rome agreed that I should be appointed supervisor of laws and morals without a colleague and with supreme power, but I would accept no office inconsistent with the custom of our ancestors”). The paired and programmatic nature of RGDA, 6, 1 and 34, 3 explains the vagueness of Augustus’ in magistratu at 34, 3, which has so troubled commentators; cf. Ridley 2003, p. 222-224.
11 RGDA, 6, 2: “What the senate wanted to be done by me at that time, I accomplished through the tribunician power, in which power I – myself, on my own initiative – on five occasions demanded and received from the senate a colleague”.
12 Judge 2019, p. 168.
13 OLD s.v. et, 2b; s.v. ultro, 5a.
14 Augustus uses collega and collegium nine times in total: RGDA, 6, 2; 8, 2; 8, 4; 9; 10, 2; 22, 2; 34, 3. For the definitive discussion of Augustus’ collegae Agrippa and Tiberius as co-regents and potential successors see Hurlet 1997. In the Res Gestae Augustus’ usage of collega and collegium also extends to colleagues in priestly colleges (9; 10, 2; 22, 2) and the consulship (34, 3); cf. Kornemann 1932.
15 RGDA, 8, 2 and 4.
16 RGDA, 10, 2.
17 RGDA, 22, 2: “On behalf of the college of XVviri, as master of the college, with M. Agrippa as colleague, I produced the Ludi Saeculares [in 17 BC]”.
18 Collegiality plays no rôle in the standard discussion of Augustus’ powers, Ferrary 2001.
19 RGDA, 1, 1.
20 RGDA, 25, 2.
21 RGDA, 34, 1.
22 RGDA, 5, 2.
23 RGDA, 1, 3.
24 RGDA, 1, 4; 7, 1; for doubts about Augustus’ account see Vervaet 2010.
25 RGDA, 34, 3; 6, 2.
26 Tac., Ann., 1, 8, 5: remisit Caesar adroganti moderation; Suet., Aug., 100, 4-6. Three times Cassius Dio cites senatorial decrees regarding funeral honours: 56, 34, 4; 42, 3; 43, 1.
27 Tac., Ann., 1, 11, 4.
28 Tac., Ann., 1, 8, 1; Suet., Aug., 101, 2; DC 56, 32, 1. For the procedure see Champlin 1989, p. 156.
29 Tac., Ann., 1, 14, 1-2.
30 Vell. 124, 3-4; Tac., Ann., 1, 14, 4.
31 Tac., Ann., 1, 8, 3; 1, 12, 2-13, 1.
32 RGDA, App. 4: [viritim] a[micis senat]oribusque quorum census explevit.
33 Fundamental to the approach taken in this paper has been Matthews 2010, showing that Tacitus not only drew on official senatorial minutes (acta senatus) for his account of the 17 Sept. meeting, but alternates direct paraphrase of senators’ speeches with his own authorial comments in a way that allows us to easily distinguish the documentary and authorial strands, allowing us “to use Tacitus’ account of this important meeting of the senate to enter into its atmosphere as it actually was conducted, in its own terms and not simply as he presented it” (p. 78). Other surviving sources bring us close to the senatorial meetings after Augustus’ death: inscribed calendars paraphrase the senate’s decree deifying Augustus (FOpp., FAmit., FAnt.); Ovid transmits the perspective of his informant Sex. Pompeius, one of the consuls who summoned the 17 September meeting (Pompeius is dedicand of Ov., Pont., 4 and addressee of 4, 1; 4, 4-5; 4, 15); Velleius Paterculus was present at the meetings and recalls seeing a document in Augustus’ hand recommending candidates for the praetorship (Vell. 2, 124, 3); Suetonius and Cassius Dio, like Tacitus, independently cite Augustus’ will and paraphrase speeches. But no source allows us to eavesdrop more closely on the meetings than the Res Gestae, the verbatim transcript of words uttered in the senate.
34 Ov., Pont., 4, 13, 27-8; F., 1, 531-6: frena imperii.
35 Vell. 2, 124, 2.
36 Tac., Ann., 1, 12, 1 (trans. Woodman 2004): “With the senate meanwhile prostrating itself in the basest protestations, Tiberius by chance said that, although he was unequal to the state as a whole, he would undertake the protection of whatever part was entrusted to him”.
37 Suet., Tib., 25, 5 (trans. Rolfe 1914): “[Tiberius] asked the senate for any part in the administration that it might please them to assign him, saying that no one man could bear the whole burden without a colleague, or even several colleagues”.
38 DC 57, 2, 4 (trans. Cary 1914): “Then he asked for some associates and colleagues, though not with the intention that they should jointly rule the whole empire, as in an oligarchy, but rather dividing it into three parts, one of which he would retain himself, while giving up the remaining two to others”. DC 56, 33, 4 also records a fourth codicil to Augustus’ will, not mentioned by Tacitus or Suetonius: καὶ τὸ τέταρτον ἐντολὰς καὶ ἐπισκήψεις τῷ Τιβερίῳ καὶ τῷ κοινῷ […] τά τε κοινὰ πᾶσι τοῖς δυναμένοις καὶ εἰδέναι καὶ πράττειν ἐπιτρέπειν, καὶ ἐς μηδένα ἕνα ἀναρτᾶν αὐτὰ παρῄνεσέ σφισιν, ὅπως μήτε τυραννίδος τις ἐπιθυμήσῃ, μήτ᾿ αὖ πταίσαντος ἐκείνου τὸ δημόσιον σφαλῇ (“the fourth had injunctions and commands for Tiberius and for the public […] He exhorted them to entrust the public business to all who had ability both to understand and to act, and never to let it depend on any one person; in this way no one would set his mind on a tyranny, nor would the State, on the other hand, go to ruin if one man fell”). If Augustus’ injunctions were real, my case would be made (Brunt 1984, p. 425), but Dio’s anecdote has generally been disbelieved (Swan 2004 ad loc.). My argument is that the item is redundant, in light of Augustus’ emphasis on collegiality in the Res Gestae.
39 Woodman 1998; supported in Seager 2002; see now Woodman 2017, p. 302-15. For an excellent recent summary of scholarly debate on Tiberius’ accession (and a compelling reconstruction of the broader political context) see Pettinger 2012, p. 157-168.
40 Developed in Griffin 1995, which argues that there is a gap between Tacitus’ characterization of Tiberius and his record of what Tiberius actually does, because Tacitus treats Tiberius as a personification of the Augustan principate and attacks the system by attacking the man, even when the attack does not necessarily fit; thus Tacitus treats Tiberius’ doubts about the shape and duration of power as doubts about whether or not to rule.
41 Levick 1976, p. 68-81 argues that Tiberius rejected only the regendi cuncta onus and asked senators for their assistance, but that Tiberius was wrong to expect senators to define the principate and to imagine that it could be anything other than autocratic; cf. Levick 2012. I think that Tiberius clearly favoured collegiality and did not wish to leave the choice of autocracy or collegiality to the senate. Parsi-Magdelain 1978 cites DC 56, 33, 4 (Augustus’ injunction never to let public business depend on any one person) to say that Augustus had intended a collegial “directoire”, but Tiberius, seeking autocratic power, averted this by having the senate reject collegiality before revealing Augustus’ intention. I cite the Res Gestae to show that Augustus’ and Tiberius’ express intentions were identical; there is no need to posit such manoeuvring.
42 Woodman 1998, p. 46-7.
43 Woodman 1998, p. 51. For a critique of Woodman’s interpretation of Tacitus’ presentation of Tiberius’ feelings and senators’ perceptions (Ann., 1, 11, 2-3), see Levick 2012.
44 Tac., Ann., 1, 12, 2 (trans. Woodman 2004): tum Asinius Gallus interrogo inquit, Caesar, quam partem rei publicae mandari tibi velis. (“Thereupon Asinius Gallus said, ‘My question, Caesar, is which part of the state you wish to be entrusted to you’”).
45 Tac., Ann., 1, 12, 2 (trans. Woodman 2004): perculsus inprovisa interrogatione paulum reticuit: dein collecto animo respondit nequaquam decorum pudori suo legere aliquid aut evitare ex eo cui in universum excusari mallet. (“Shocked by the unforeseen question, he fell silent for a while; then, collecting himself, he replied that it was not at all consistent with his reserve to choose or avoid any element of that from which he preferred to be excused totally”).
46 Woodman 1998, p. 52.
47 Woodman 1998, p. 62.
48 Tac., Ann., 1, 3, 3.
49 Tac., Ann., 1, 13, 4. For the view that Tiberius deposed his imperium and tribunician power in order to have the senate attribute them to him, see most recently Le Doze 2017, p. 87.
50 Tac., Ann., 1, 12, 3 (trans. Woodman 2004): “the purpose of his question had not been that the princeps should divide what could not be separated but that by his own admission it should be proved that the body of the state was one and needed to be ruled by the mind of one individual”.
51 DC 57, 2, 5-6 (trans. Cary 1914): “Asinius Gallus, who always employed the blunt speech of his father more than was good for him, replied: ‘Choose whichever portion you wish.’ Tiberius rejoined: ‘How can the same man both make the division and choose?’ Gallus, then, perceiving into what a plight he had fallen, tried to find words to please him and answered: ‘It was not with the idea that you should have only a third, but rather to show the impossibility of the empire’s being divided, that I made this suggestion to you’”.
52 Syme 1984, p. 942 (understanding “ceremony” differently).
53 Tac., Ann., 1, 11, 1 (trans. Woodman 2004): Versae inde ad Tiberium preces (“Prayers were then redirected toward Tiberius”), Ann., 1, 13, 4: Scaurus quia dixerat spem esse ex eo non inritas fore senatus preces quod relationi consulum iure tribuniciae potestatis non intercessisset (“Scaurus because he had said that, since the princeps had not intervened against the consuls’ motion by the prerogative of his tribunician power, there was hope that the senate’s pleas would not be unavailing”). Preces might mean either “pleas” to mortals or “prayers” to gods. Which is it here? Pleas, according to Matthews 2010, p. 69: “Now the word preces, shown earlier as the first stage in Tacitus’ charting of the emotional trajectory of the meeting from consecration to adulatio, also has a neutral, more public sense; of a petition, as in a request made by individual to another, or by an embassy to a public body”. But pleas to emperors and prayers to gods cannot always be easily distinguished. Thus in Tacitus’ depiction of senators’ gestures at Ann., 1, 11, 3, prayers and pleas are on a continuum, as senators stretch their hands a) to gods, b) to a statue of Augustus – which by the senate’s previous act had become a statue of a god –, and c) to Tiberius (ad deos, ad effigiem Augusti, ad genua ipsius o manus tendere). In a similar way, the passage from the SC de Pisone quoted below is at once a plea to Tiberius (ut omnem curam […] conuerteret) and a prayer to the gods (tanto maiori curae dis immortalibus fore).
54 E.g. Ferrary 2001, p. 146: “Il faut bien dire aussi que nos sources sont sur ce point particulièrement insuffisantes, y compris Tacite, dont le récit est le plus riche de détails, mais qui ne fournit aucune précision sur la relatio consulum lors de la séance du 17 septembre”.
55 Vell. 2, 124, 2. Cf. Ov., F., 1, 534: Tiberius assumes pondera paterna; Tac., Ann., 1, 12, 3: Gallus begins his second intervention with laus de Augusto. The accession debate turned on contrasting interpretations of Augustus’ legacy.
56 SC de Pisone (Eck et al. 1996), lines 128-132: “The senate hopes that the surviving son will have all the more care from the immortal gods for their realization that all hope for the continuation of his father’s watch over the state falls back on this one son, for which reason he ought to terminate his grief and restore to his country not only the frame of mind but also the expression appropriate to the prosperity of the state”.
57 Suet., Aug., 28, 3 (27 BC; see Wardle 2005): Quam voluntatem, cum prae se identidem ferret, quodam etiam edicto his verbis testatus est: “Ita mihi salvam ac sospitem rem p. sistere in sua sede liceat atque eius rei fructum percipere, quem peto, ut optimi status auctor dicar et moriens ut feram mecum spem, mansura in vestigio suo fundamenta rei p. quae iecero”. Fecitque ipse se compotem voti nisus omni modo, ne quem novi status paeniteret.
58 Gell., NA, 15, 7, 3 (letter to Gaius, 23 September AD 1): Deos autem oro, ut, mihi quantumcumque superest temporis, id saluis nobis traducere liceat in statu reipublicae felicissimo ἀνδραγαθούντων ὑμῶν καὶ διαδεχομένων stationem meam.
59 Vell. 2, 131 (AD 30): Voto finiendum volumen est. Iuppiter Capitoline, et auctor ac stator Romani nominis Gradive Mars, perpetuorumque custos Vesta ignium et quidquid numinum hanc Romani imperii molem in amplissimum terrarum orbis fastigium extulit, vos publica voce obtestor atque precor: custodite, servate, protegite hunc statum, hanc pacem, hunc principem, eique functo longissima statione mortali destinate successores quam serissimos, sed eos, quorum cervices tam fortiter sustinendo terrarum orbis imperio sufficiant, quam huius suffecisse sensimus, consiliaque omnium civium aut pia fovete aut impia opprimite.
60 Suet., Aug., 100, 7; DC 56, 46, 2.
61 Tac., Ann., 1, 14, 4.
62 Suet., Aug., 58, 2-3 (trans. Wardle 2014): “Valerius Messalla, on the instruction of everyone, said: ‘May good fortune and prosperity attend you and your house, Caesar Augustus. For in this way we hold we are praying for never-ending prosperity for our country and for this <empire>: the senate in full agreement with the Roman people salutes you as Father of the Fatherland.” Augustus replied to him in tears with these words (I have given his exact words, as I have for Messalla): “Having achieved the fulfilment of my vows, conscript fathers, what else have I to request of the immortal gods than that I may retain this agreement of yours to the end of my life?”
63 Tac., Ann., 1, 11, 1 (quoted above). On Tiberius and Augustus’ example see O’Gorman 1995 and Cowan 2009.
64 Tac., Ann., 1, 11, 1: deferrent (note the plural).
65 Tac., Ann., 1, 7, 5; cf. Suet., Tib., 24; DC 57, 2, 2-3.
66 Tac., Ann., 1, 7., 4.
67 Compare RGDA, 6, 2: [de]poposci and Suet., Tib., 25, 5: depoposcit.
68 L. Arruntius, cos. AD 6, before Q. Haterius, cos. suff. 5 BC.
69 Tac., Ann., 1, 8, 4. For questions in the middle of speeches see Talbert 1984, p. 262-265 (not however registering Tac., Ann., 1, 11-13 as an instance of interrogatio).
70 Note how Tacitus uses verbal aspect, temporal markers, and resumptive phrases to convey the overlapping interventions. Tiberius was speaking (Ann., 1, 11, 1: disserebat; note tense), but senators began pouring out protests and extending their hands (1, 11, 3: effundi […] tendere; historical infinitives for imperfects), when Tiberius ordered a libellus to be produced and read (1, 11, 4). Meanwhile (1, 12, 1: inter quae), as senators continued protesting, Tiberius spoke (dixit). Then Asinius Gallus interrupted to ask a question (1, 12, 2: tum […] “interrogo”). Shocked by the unforeseen question (1, 12, 2: perculsus inprovisa interrogatione), Tiberius fell silent momentarily, then responded (1, 12, 2: paulum reticuit […] respondit). Gallus, who had already inferred offense (1, 12, 3: coniectaverat; note tense), explained his reasons for asking (1, 12, 3: rursum […] non idcirco interrogatum). After this (1, 13, 1: post quae) L. Arruntius spoke. When Haterius asked a question (1, 13, 4: cum dixisset “quo usque […]?”) Tiberius immediately inveighed against him (1, 13, 4: statim invectus est). But when Mamercus Scaurus made a statement Tiberius silently ignored him (1, 13, 4: silentio tramisit). Cp. Woodman 2017, p. 306: “an impression of an almost interminable series of exchanges between senators and Tiberius”.
71 Tac., Ann., 1, 13, 5 (trans. Woodman 2004): fessusque clamore omnium, expostulatione singulorum flexit paulatim, non ut fateretur suscipi a se imperium, sed ut negare et rogari desineret. (“And, exhausted by the shouting of everyone and the solicitations of individuals, he gradually changed tack – not to the point of admitting that he was undertaking command, but to that of ceasing to refuse and to be asked”.) See Matthews 2010, p. 71: “If what is at issue is the new Princeps’ acceptance of his statio, we can begin to understand why the outcome of the debate is not recorded by Tacitus. Before the senate was a form of words, possessing resonance and moral weight but no constitutional or legal substance […]. The consuls would simply have to judge when Tiberius’ words amounted to acceptance of the request made to him, and pass on to the next business”.
72 Tac., Ann., 1, 13, 2-3 (trans. Woodman 2004): “For Augustus in his closing conversations – when he was handling the question of those who, though likely competent, would decline to acquire the princeps’s position; those who, though no match for it, would want it; and those who were both able and desirous – had said that M. Lepidus was capable but would spurn it, Gallus Asinius greedy and inferior, and L. Arruntius not unworthy and, if the chance were given, likely to dare it. (About the former two there is a consensus; instead of Arruntius some have transmitted Cn. Piso, and indeed all of them besides Lepidus were trapped by various subsequent charges set up by Tiberius.)” For the senators as Tiberius’ potential rivals, see Syme 1958: 688-690 (mislabelling the passage as “the anecdote about the capaces imperii”) and Harrison 2012 (viewing Tiberius’ accession in terms of aristocratic competition rather than constitutional questions).
73 Tac., Ann., 1, 7, 7: ad introspiciendas etiam procerum voluntates. Senators’ motives and objectives are unknowable. But one virtue of the interpretation of the accession debate presented here is that it does not assume hypocrisy on the part of all actors; cp. e.g. Wilkinson 2012, p. 46-48: Tiberius “poses as a Republican”, senators were “false monarchists”. Surely it is simpler to imagine that senators were real monarchists, who (with reason) feared that collegial rule might mean the return of civil war; see Le Doze 2017, p. 79, citing Vell. 2, 124, 1. At RGDA, 5-6, Augustus represents the senators who had pressed autocratic offices on him as ultra-loyalists. Augustus’ representation is the more significant if (as it seems) it is at odds with historical facts; cf. DC 54, 1, 3: in 22 BC, the plebs shut senators up in the Curia, threatening to burn it down if they did not vote Augustus dictator. For Tiberius’ conduct as a pragmatic response to adulatio principis, see the ch. by N. Barrandon in this volume.
74 Tac., Ann., 1, 14, 3: at Germanico Caesari pro consulare imperium petivit.
75 Woodman 1998, p. 237-242, noting that Livia also filled this rôle.
76 Tac., Ann., 3, 56, 4: a divo Augusto ad capessendum hoc munus vocatus sit; cf. Ann., 1, 11, 1: se in partem curarum ab illo vocatum.
77 Tac., Ann., 3, 56, 4 (Drusus), 4, 2, 3 (Seianus); cf. 1, 11, 1: sociatis laboribus.
78 Vell. 2, 124, 2 (trans. Shipley 1924): “There was, however, in one respect what might be called a struggle in the state, as, namely, the senate and the Roman people wrestled with Caesar to induce him to succeed to the position of his father, while he on his side strove for permission to play the part of a citizen on a parity with the rest rather than that of an emperor over all. At last he was prevailed upon rather by reason than by the honour, since he saw that whatever he did not undertake to protect was likely to perish. He is the only man to whose lot it has fallen to refuse the principate for a longer time, almost, than others had fought to secure it”.
79 Vell. 2, 99, 1: “the most eminent of citizens save one”.
80 Ov., Pont., 4, 13, 28: saepe recusati; Tac., Ann., 1, 7, 5: nusquam cunctabundus nisi cum in senatu loqueretur; Suet., Tib., 24, 1: diu tamen recusavit […] callida cunctatione suspendens; 24, 2: tandem […] recepit imperium; 25, 1: cunctandi causa; DC 57, 2, 4: καὶ τὸ μὲν πρῶτον […] ἔπειτα δὲ.
81 RGDA, 10, 2: [sace]rdotium […] r[ecusavi] […] recep[i].
82 Woodman 1998, p. 62: “In other words, Tacitus has distinguished a cunctatio loquendi (7, 5) from the recusatio imperii (1, 1) […] no other source has done this”.
83 For the distinction and its implications, see Stanton 1998 (defining principatus at p. 291 as “the situation where one politician far outstrips his rivals”) and Gruen 2005 (p. 33: “The Latin word principatus, in reference to a form of government, was common enough in Tacitus’ day… Augustus however did not use the term in that fashion, nor did any of his contemporaries.”)
84 Vell. 2, 57, 1: ut principatum armis quaesitum armis teneret.
85 Vell. 2, 72, 2: quantum rei publicae interfuit Caesarem potius habere quam Antonium principem, tantum retulisset habere Brutum quam Cassium; cf. 2, 66, 4 (for Cicero, life with Antony as princeps would have been worse than death with Antony as triumvir). For the Idealtyp of the Roman princeps, his ambitions, and his self-estimation, the best discussion remains Rawson 1975 (on Iulius Caesar), p. 148-9: “he did not need the name of king, for he had the essence: he was the Roman descendant of kings, who was also consul, imperator, above all triumphator and, reuniting the powers split and delimited in time at the beginning of the Republic, dictator perpetuo. These titles […] both evoked and outdid kingship. ‘I am not Rex but Caesar’, indeed. Why should he have wanted to be king?”
86 Cf. Millar 1963, p. 327: “the essential contradictions of the system were most visible in the transference of power at the death of each Princeps”.
Auteur
University of Victoria - gdrowe@uvic.ca
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